VIOLENCE AGAINST WOMEN

 

CRIMINAL HARASSMENT (Stalking)

Though the term "stalking" is somewhat new to the modern lexicon, the behavior itself is not new to human experience. The conduct generally associated with stalking--following, spying, unwanted calling/writing, accosting, harassing, and threatening--is as old as the history of human relationships. Yet, it has only been within the last decade that we have recognized such behavior as socially deviant--even criminal. Criminal justice and victim service professionals have always had to face such behavior but they only began to think about and address it as a separate issue when the conduct was distinguished as a unique phenomenon, deserving its own name--stalking.

This process of distinguishing stalking from other deviant social or criminal behavior reached a defining moment in 1990 when the state of California passed the first statute that made stalking a crime. This was a watershed event that triggered similar statutes in other states and at the federal level. The enactment of the California statute resulted in a growing awareness of stalking among criminal justice officials, victim service professionals, and the general public--all of whom began to view the problem in a more serious light.

Following the enactment of the California law and other anti-stalking statutes, criminologists and forensic psychologists began to study the nature of stalking behavior and the motivation of stalkers. Law enforcement, previously lacking the power and authority to take any action in such cases, began to develop specialized response strategies for stalking cases. Some jurisdictions even created special units to take on a more pro-active role in stalking cases. Prosecutors embarked on an effort to educate themselves and one another about how stalkers could be charged under stalking statutes (as well as other criminal laws) and how to best prosecute such cases. Victim service providers began to reexamine the way in which they responded to stalking, expanding their services and enhancing case management strategies in an effort to better serve the needs of victims. Even victims of stalking have come to identify themselves as a distinct and unique constituency by forming support groups to help one another cope with the aftermath of the crimes committed against them.

The rapidly growing interest in stalking is spawning a new area of "specialization" among professionals whose roles regularly involve them in such cases. Yet, even the most experienced among such professionals would readily admit that they are just beginning to understand the complex problems that stalking poses for both victims and society-at-large. Most of these professionals agree that solutions to the problem of stalking are not likely to be found without a considerable amount of additional research.

Definition of Stalking

Traditionally, the general perceptions of stalking involve some dark and malicious character following and even spying on an unsuspecting person. However, this stereotypical view is far too narrow to encompass all the behaviors generally attributed to stalkers today. Stalkers may indeed follow their targets physically but they are just as likely to use a variety of other means to monitor the activities of their targets. Stalkers have been known to use binoculars, telescopes, cameras equipped with "long lenses," video cameras, hidden microphones, the Internet, public records, and accomplices (both witting and unwitting) to keep track of the whereabouts and activities of those they target.

Stalking is less about surveillance of victims than it is about contact with them. If stalkers only wished to view the objects of their obsession from afar, they would not pose a serious safety risk. Stalkers, by their very nature, want more. They want contact. They want a relationship with their victims. They want to be part of their victims' lives. And, if they cannot be a positive part of their victims' lives, they will settle for a negative connection to their victims. It is this mind set that not only makes them "stalkers," but also makes them dangerous. Thus, virtually all stalking cases involve behavior that seeks to make either direct or indirect contact with the victim. A 1998 National Institute of Justice (NIJ) survey of stalking victims provided the first glimpse into the kinds of tactics stalkers most often employ in the commission of their crimes (Tjaden and Theonnes 1998). What follows is a breakdown by percentage of some of the tactics that victims report:

While most of these behaviors alone may not in and of themselves explicitly communicate a threat, the number, nature, and context in which they occur may well communicate an implied threat. It is this element of threat to the safety of another that makes the conduct a crime and most legal definitions of stalking specifically address the presence of an element of threat.

How prevalent is stalking? Until very recently, no empirical evidence was available to answer this question. The most commonly quoted estimate had been that approximately 200,000 individuals are stalked each year in the U.S. However, the 1998 NIJ study first attempted to quantify the number of stalking cases. Based on a survey of more than 16,000 adults, the study estimated that 1.4 million Americans (approximately 1,000,000 women and 400,000 men) are currently being stalked in the U.S.--a number seven times greater than the previous estimate of 200,000 (Tjaden and Theonnes 1998).

 

Service providers need to keep in mind that stalking victims may have the option of turning to the federal system for prosecution if their case falls within jurisdictional guidelines (i.e., if the offense occurs on a military base, involves crossing a state line, etc.). In addition to the anti-stalking provision of the Domestic Violence and Stalking Act (18 U.S.C. §§ 2261­2265) the statute also includes provisions related to the violation of protective orders. Crimes in violation of either provision may provide victims with the means to pursue prosecution in federal court--particularly when the stalker is a former spouse or domestic partner. The Federal Obscene or Harassing Telephone Calls statute (47 U.S.C. § 223) may also prove useful in stalking cases where the perpetrator uses the phone to stalk and harass his or her victim. Having the option of pursuing a case in federal court may prove critical to many victims. In cases where local authorities refuse to prosecute--or when the local authorities are the perpetrators--federal prosecution may be a victim's only option.

Characteristics of Stalkers and Their Victims

DEMOGRAPHICS OF THE STALKER

The demographics related to stalkers are both broad and diverse. As empirical evidence now shows, virtually anyone can be a stalker. Stalkers come from all walks of life and socioeconomic backgrounds. Despite their demographic diversity, data shows that some characteristics are more common among stalkers than others.

The one trait all stalkers share is that they suffer from a personality or mental disorder, if not both.

DEMOGRAPHICS OF STALKING VICTIMS

Just as anyone can be a stalker, virtually anyone can be a stalking victim. The characteristics of stalking victims typically cut across all demographic boundaries. But again, some characteristics are more common than others among stalking victims.

RELATIONSHIP BETWEEN STALKERS AND THEIR VICTIMS

As mentioned above, stalking is most often about "relationships"--prior, desired, or imagined. Therefore, it is critical to know about any prior relationship between the victim and the offender. The NIJ study indicates that the clear majority of stalkers and their victims (60%) had a personal relationship before the stalking began. The majority of these cases (42%) involved spouses or partners and another 14% had a dating relationship. In more than 4% of these cases, the stalker and the victim were actually related to one another. Nearly 18% of stalkers were acquaintances or co-workers of the victim, while only 22% were complete strangers (Tjaden and Theonnes 1998).

Nevertheless, the relationships between victims and offenders often follow broad, distinct patterns, allowing forensic psychologists to use the relationship between stalkers and victims as a means of categorizing stalking behavior and stalking cases. Still, it is important to keep in mind that some cases do not follow any pattern and may shift between categories as they evolve. Thus, these categories are only useful as broad guidelines to aid in the discussion and analysis of stalking as an emerging category of crime.

Categories of Stalking

As mentioned, forensic psychologists have begun to study stalking as a distinct pattern of criminal behavior by analyzing and categorizing identified patterns and common characteristics of stalking cases. Chief among these characteristics is the relationship between the stalker and the victim. Initially, this approach identified three categories of stalking cases ­ Simple Obsession, Love Obsession, and Erotomania. However, recent developments seem to indicate the need for a fourth category which could be termed "vengeance" or "terrorist" stalkers.

SIMPLE OBSESSION STALKING

This category represents 60% of all stalking cases, including all cases arising from previous personal relationships (i.e., those between husbands/wives, girlfriends/boyfriends, domestic partners, etc.) Many simple obsession cases are actually extensions of a previous pattern of domestic violence and psychological abuse. The only difference is that the abuse occurs in different surroundings and through slightly altered tactics of intimidation. Thus, the dynamics of power and control that underlie most domestic violence cases are often mirrored in simple obsession stalking cases.

Stalking behaviors observed in many domestic violence cases are motivated by the stalker's lack of self-esteem and feelings of powerlessness. Indeed, abuser/stalkers attempt to raise their own self-esteem by demeaning and demoralizing those around them. In most cases, they target their former spouses. The exercise of power and control over their victims gives stalkers a sense of power and self-esteem that they otherwise lack. In this way, the victim not only becomes the stalker's source of self-esteem but also becomes the sole source of the stalker's identity. Thus, when victims attempt to remove themselves from such controlling situations, stalkers often feel that their power and self-worth have been taken from them. In such cases, stalkers will often take drastic steps to restore personal self-esteem. It is when stalkers reach this desperate level that they may feel they have "nothing to lose" and become most volatile. This dynamic makes simple obsession stalkers dangerous, as individuals and as a group.

Simple obsession is the most likely category of stalking to result in murder. Thirty percent of all female homicides were committed by intimate partners. Domestic violence victims run a 75% higher risk of being murdered by their partners. "If I can't have you, nobody will," has become all too common a refrain in cases that escalate to violence. Many of these cases end with the murder of the victim followed by the suicide of the stalker.

LOVE OBSESSION STALKING

In this category, stalkers and victims are casual acquaintances (neighbors, co-workers) or even complete strangers (fan/celebrity). Primarily, stalkers in this category seek to establish a personal relationship with the object of their obsession--contrary to the wishes of their victims. Love obsession stalkers tend to have low self-esteem and often target victims who they perceive to have exceptional qualities and high social standing. These stalkers seek to raise their own self-esteem by associating with those whom they hold in high regard.

Love obsession stalkers become so focused on establishing a personal relationship with their victims that they often invent detailed fantasies of a nonexistent relationship. They literally script the relationship as if it were a stage play. However, when victims choose not to participate in the stalker's imagined passion-play, the stalker may try to force victims into assigned roles. Often, love obsession stalkers are so desperate to establish a relationship--any relationship--that they "settle" for negative relationships, explaining why some stalkers are willing to engage in destructive or violent behavior in an irrational attempt to "win the love" (more likely the attention) of their victims. Such obsessive reasoning might explain why John Hinkley believed he would win the heart of Jodi Foster by shooting President Ronald Reagan. It might also explain why a man who proclaimed himself to be John Lennon's "biggest fan" shot him dead on the sidewalk outside of his home.

While cases of "star stalking" often receive the most media attention, a greater number of love obsession stalkers develop fixations on "regular" people--noncelebrities. In one particularly tragic case, a young computer engineer developed a fixation on a new female co-worker, Laura Black. What began as seemingly friendly, even charming gestures on his part soon became excessive and threatening. Shortly after he had been fired for the relentless harassment of Ms. Black, he returned to the workplace and literally shot his way through the building. He killed several employees and wounded many more, including Ms. Black. A search of the stalker's home uncovered a scrapbook full of doctored pictures of himself and his victim on a ski trip that never took place. This fantasy ski trip was part of a scripted relationship he wanted to make a reality.

EROTOMANIA STALKING

By definition, erotomaniacs are delusional and consequently, virtually all suffer from mental disorders--most often schizophrenia.

Unlike "simple" and "love" obsession stalkers who seek to establish or reestablish personal relationships with their victim, erotomaniacs delude themselves into believing that such a relationship already exists between themselves and the objects of their obsession.

Though relatively rare (comprising fewer than 10% of all cases), erotomania stalking cases often draw public attention because the target is usually a public figure or celebrity. Like love obsession stalkers, erotomaniacs attempt to garner self-esteem and status by associating themselves with well-known individuals who hold high social status. Erotomaniacs seek fame and self-worth by basking in the celebrity of others. While the behavior of many erotomaniacs never escalates to violence, or even to threats of violence, the irrationality that accompanies their mental illness presents particularly unpredictable threats to victims.

Perhaps the best-known case of erotomania stalking involved a series of incidents perpetrated against the popular late night talk show host, David Letterman. This woman, first found hiding in Mr. Letterman's closet, believed she was his wife. On numerous other occasions she was caught trespassing on his property. With her young son in tow, she once scaled the six foot wall surrounding Letterman's property. On another occasion, she was arrested while driving Letterman's stolen car. When questioned by police, she confidently stated that her husband was out of town and that she was going grocery shopping so she would have dinner ready for him upon his return. Despite the treatment she received during her many involuntary stays at a mental institution, she eventually took her own life.

VENGEANCE/TERRORISM STALKING

The final stalking category is fundamentally different from the other three. Vengeance stalkers do not seek a personal relationship with their targets. Rather, vengeance/terrorist stalkers attempt to elicit a particular response or a change of behavior from their victims. When vengeance is their prime motive, stalkers seek only to punish their victims for some wrong they perceive the victim has visited upon them. In other words, they use stalking as a means to "get even" with their enemies.

The most common scenario in this category involves employees who stalk employers after being fired from their job. Invariably, the employee believes that their dismissal was unjustified and that their employer or supervisor was responsible for unjust treatment. One bizarre variation on this pattern is the case of a scout master who was dismissed for inappropriate conduct and subsequently decided to stalk his entire former scout troop ­ scouts and scout leaders alike.

A second type of vengeance or terrorist stalker, the political stalker, has motivations that parallel those of more traditional terrorists. That is, stalking is a weapon of terror used to accomplish a political agenda. Utilizing the threat of violence to force the stalking target to engage in or refrain from engaging in particular activity. For example, most prosecutions in this stalking category have been against anti-abortionists who stalk doctors in an attempt to discourage the performance of abortions.

Impact of Stalking on Victims

There is little doubt that stalking has a tremendous impact on the lives of those who are targeted. Indeed, many victim service professionals contend that the threat of violence inherent in stalking cases can take a higher toll on its victims than those who have been victims of completed acts of violence. The following are signs of stalking-related stress:

The 1998 NIJ study indicated that 30% of women and 20% of men in stalking cases sought psychological counseling as a result of the victimization (Tjaden and Theonnes 1998). Moreover, many victims experience a loss of personal support systems at the very moment they need them most. Stalking victims often turn to family, friends, and co-workers for help, guidance, and emotional support. However, given the intractability of many stalking cases, victims often find that their friends, co-workers, neighbors, and even their family members are unable to sustain levels of long-term support.

Additionally, the economic security of stalking victims may be shattered as a result of their victimization. The NIJ study provides an empirical perspective indicating that 25% of stalking victims lost time from work as a result of being targeted and another 7% said that they were unable to return to work altogether. In some more egregious cases, victims have been fired by unsympathetic employers unwilling to accommodate special needs of victim employees.

Response Strategies for Stalking Victims

Each stalker is different just as every stalking case is different, and it is virtually impossible to construct a single strategy that is an appropriate response in all stalking cases. Response strategies must be tailored to fit the unique circumstances surrounding each case.

Given the complexities involved, any victim is unlikely to have the experience and knowledge to craft an effective response strategy without assistance. Victims' strategic planning is better accomplished with the advice and active support of victim service professionals who have extensive experience in the management of stalking cases. For this reason, the best advice anyone could offer a stalking victim is to seek the assistance of victim service professionals at the earliest point possible.

A qualified service professional will first consult with the victim on risk-assessment. Based on the assessment, victims and service professionals will next jointly develop a safety plan or overall response strategy which will best serve victims' interests. Often, victims are the best judges of the threat and the likely reaction that stalkers may have to any conceived strategy. No matter how carefully an initial plan is thought out, victims and advocates must be willing to alter the plan as circumstances warrant. The approach that may make the most sense upon first inspection may prove ineffective or even counterproductive when tested against real-life circumstances. Thus, both victims and their service providers--in conjunction with other allied professionals--must be willing to revisit and adjust their strategies and plans as events evolve. This dynamic partnership has proven to be most effective.

While each case is unique and must be addressed with a unique set of strategies, the vast array of options may appear daunting to the victim. Skilled service providers, however, can help victims find their way through the buffet of options so that victims can piece together response strategies.

What follows is a list of these strategies for stalking victims as developed by the National Center for Victims of Crime (NCVC 1999; LAPD 1993). Although this list is not intended to be comprehensive, the strategies are representative of alternatives that victims and service providers may want to consider when developing response plans.

CANADIAN CRIMINAL LAW

3.1 Prohibition of Criminal Harassment

As outlined in Part 1.2, the criminal harassment provisions have only been in force since 1993. A significant factor in the swift enactment of section 264 was the increasing concern among criminal justice personnel that existing Criminal Code provisions did not adequately capture “stalking” conduct, which was emerging as a new form of violence against women.

The need for the criminal law to evolve and address new forms of criminal conduct such as criminal harassment was expressly recognized by Madame Justice L’Heureux-Dubé in R. v. Hinchey (1996), 142 D.L.R. (4th) 50 at 66 (S.C.C.):

The notion of criminality, thus, is not a static one, but one which very much changes over time. As society changes, the conception of what types of conduct can properly be considered criminal evolves. There are a myriad of different activities which at one point in time were considered legal, but which we now consider criminal. The offence of criminal harassment is one obvious example. For many years, it was not recognized as criminal to persistently follow someone and cause them to fear for their safety, so long as no contact was made. Now, that has distinctly changed with the addition of s. 264 of the Code, which makes this conduct a crime.

3.2 Criminal Code Provisions

CRIMINAL HARASSMENT

264

(1)

No person shall, without lawful authority and knowing that another person is harassed or recklessly as to whether the other person is harassed, engage in conduct referred to in subsection (2) that causes that other person reasonably, in all the circumstances, to fear for their safety or the safety of anyone known to them.

Prohibited Conduct

(2)

 

The conduct mentioned in subsection (1) consists of

 

(a)

repeatedly following from place to place the other person or anyone known to them;

 

(b)

repeatedly communicating with, either directly or indirectly, the other person or anyone known to them;

 

(c)

besetting or watching the dwelling-house, or place where the other person, or anyone known to them, resides, works, carries on business or happens to be; or

 

(d)

engaging in threatening conduct directed at the other person or any member of their family.

Punishment

(3)

 

Every person who contravenes this section is guilty of

 

(a)

an indictable offence and is liable to imprisonment for a term not exceeding ten years; or

 

(b)

an offence punishable on summary conviction.

Factors to be Considered

(4)

 

Where a person is convicted of an offence under this section, the court imposing the sentence on the person shall consider as an aggravating factor that, at the time the offence was committed, the person contravened

 

(a)

the terms or conditions of an order made pursuant to section 161 or a recognizance entered into pursuant to section 810, 810.1 or 810.2; or

 

(b)

the terms or conditions of any other order or recognizance made or entered into under the common law or a provision of this or any other Act of Parliament or of a province that is similar in effect to an order or recognizance referred to in paragraph (a).

Reasons

(5)

 

Where the court is satisfied of the existence of an aggravating factor referred to in subsection (4), but decides not to give effect to it for sentencing purposes, the court shall give reasons for its decision.

MURDER IN COMMISSION OF OFFENCE

Criminal Harassment

231

(6)

Irrespective of whether a murder is planned and deliberate on the part of any person, murder is first degree murder when the death is caused by that person while committing or attempting to commit an offence under section 264 and the person committing that offence intended to cause the person murdered to fear for the safety of the person murdered or the safety of anyone known to the person murdered.

 

 

BATTERED WOMAN SYNDROME

 

The requirements for self-defense include the repression of only present or imminent use of unlawful force and the reasonability of the means to repress that force. The person resorting to self-defense may not have been the aggressor. However, if he was a non-deadly aggressor he may defend himself in case of deadly force, or if he completely withdrew after his initial aggression. This reflects a very male centered conception of defense and violence.

So, in some common law jurisdictions, courts tend to extend the benefits of the self-defense to cases which fall within the battered spouse syndrome. In these cases, when a –married or unmarried- woman kills her partner after being physically abused or to prevent another attack the battered spouse may avail herself of the benefits of self-defense even if the killing in self defense is not the consequence of an imminent peril. In these circumstances, the courts have tended to relax some of the requirements of self-defense. In order to avail herself of this defense, a woman who kills or attacks her abusive spouse or partner must prove that she has been through the battered woman cycle at least one. This cycle includes the tension-building phase, followed by the explosion or acute battering incident, culminating in a contrition phase - often referred to –rather disgustedly- as the honeymoon phase. Additionally, she must prove –usually through expert opinion- that consequently she has experienced learned helplessness and that she suffers from a series of symptoms through which the syndrome can be diagnosed. These requirements make the defense quite narrow as they exclude those women that opt to defend themselves without experiencing the whole syndrome cycle or -even worse- they impose the burden of being assaulted and reconciled in order to be able to use this defense.